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  • Federal Regulation

    Questions and answers about the federal laws to which the investment advisory industry is subject (Investment Advisers Act, Investment Company...
    Moderator: Ron Geffner, Sadis & Goldberg LLP
  • State Regulation

    Questions and answers about the state laws to which the investment advisory industry is subject (state registration, Blue Sky, etc.).
  • Foreign Regulations

    Questions and answers about the foreign laws to which the investment advisory industry is subject (Bermuda, Cayman, UK, EU, etc.)
  • Legal

    Questions and answers concerning the general legal issues with which investment advisors must deal in carrying on their business (contracts,...
    Moderator: Richard Heller, Partner, Thompson Hine
  • Employment/Labor

    Questions and answers about employment matters (hiring and firing, compensation and benefits, talent acquisition and retention, etc.)
    Moderator: Elliot Weinstein, HR Exec/Consultant, Fmr Head of HR, Nikko Asset Management (America)
  • Cannabis-related Investment

    Considerations pertaining to investments in the burgeoning cannabis industry.
    Moderator: Howard Schachter, Chief Comm Off, NACB
  • Marketing Your Firm

    Questions and answers about attracting clients to your services.
    Moderator: Richard Lieberman, Swiss Hill Advisors
  • Operational Due Diligence

    Best practices for conducting due diligence on funds, their managers and service providers.
  • Investment Due Diligence

    Insights for drilling down on prospective investments.
    Moderator: Vidak Radonjic, Beryl Consulting Group
  • Fund Marketing and Investor Relations

    Questions and answers about attracting, closing and retaining investors in your fund.
  • Question:-Test Question About Marketing

    Answer:- This is a test answer to the test question.
    Click here to see all Q&A for this topic
  • Accounting

    General accounting issues confronted by investment advisors.
    Moderator: Jeffrey Rosenthal, CPA, Anchin
  • Fund Accounting

    Accounting and audit issues confronting the private investment fund industry.
    Moderator: Dan Federmann CPA, CFA, CFE. Former COO, CFO and Head of ODD of protege partners
  • Trading Systems

    Guidance on selection and implementation of portfolio and order management systems.
    Moderator: Brett Spector, RunUrFund
  • Brokerage

    Prime and retail brokerage questions and answers confronting investment advisors and private investment funds.
  • Custody

    Questions and answers about issues pertaining to assets managed by investment advisers.
  • Asset Administration

    Questions and answers about back office accounting and investor servicing issues pertaining to managed funds and accounts.
  • Information Technology

    Questions and answers about IT issues confronting the investment adviser world (information security, privacy, disaster recovery/business continuity, etc.)
  • Conferences and Events

    Guidance, feedback and input on industry gatherings.
    Moderator: Jason Leffakis, Co-Founder, Function4
  • Hedge Fund General Questions

    Discussion of miscellaneous hedge fund issues (governance, etc.).
  • Private Equity Fund General

    Discussion of miscellaneous private equity fund issues.
  • Other Topics

    Discussion of miscellaneous issues.
    Moderator: William ("Bill") Rapavy, Liquidative
  • Question:-Alt Alt fund administration =...