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assets under $100 million

assets under $25 million

principal office and place of business in Wyoming

principal office and place of business outside the US

an investment adviser (or sub-adviser) to an investment company registered under the Investment Company Act of 1940

an investment adviser to a company which has elected to be a business development company pursuant to section 54 of the Investment Company Act of 1940 and has not withdrawn the election, and you have at least $25 million of regulatory assets under management

a pension consultant with respect to assets of plans having an aggregate value of at least $200,000,000 that qualifies for the exemption in rule 203A-2(a)

related adviser under rule 203A-2(b) that controls, is controlled by, or is under common control with, an investment adviser that is registered with the SEC, and your principal office and place of business is the same as the registered adviser

newly formed adviser relying on rule 203A-2(c) because you expect to be eligible for SEC registration within 120 days

multi-state adviser that is required to register in 15 or more states and is relying on rule 203A-2(d)

Internet adviser relying on rule 203A-2(e)

received an SEC order exempting you from the prohibition against registration with the SEC

no longer eligible to remain registered with the SEC

financial planning services

portfolio management for individuals and/or small businesses

portfolio management for investment companies

portfolio management for pooled investment vehicles

portfolio management for businesses other than small businesses

pension consulting services

selection of other advisers

publication of periodicals or newsletters

security ratings or pricing services

market timing services

educational seminars/workshops

other